Rui Chi
遲睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Chi (遲睿), a licensed former licensee with CE reference AJE393. This person has 14.6 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 - Advising on securities | 2019-02-15 | 2019-06-25 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 - Asset management | 2019-02-15 | 2019-06-25 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-21 | 2019-02-15 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 - Asset management | 2018-12-21 | 2019-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-22 | 2018-06-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-30 | 2014-05-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-17 | 2014-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-29 | 2009-06-22 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Chi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ran Li | L&R Capital Limited | 2018–2019 |
| Jing Zhang | L&R Capital Limited | 2018–2019 |
| Ying Hsin Angela Ho | L&R Capital Limited | 2019 |
| Liqi Ding | L&R Capital Limited | 2018–2019 |
| Shuhua Wang | L&R Capital Limited | 2019 |