Rui Chi

遲睿
CE No. AJE393 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Chi (遲睿), a licensed former licensee with CE reference AJE393. This person has 14.6 years of SFC licence history. Total licence records on file: 9.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
L&R Capital Limited
析理資本有限公司
RO Type 4 - Advising on securities 2019-02-15 2019-06-25
L&R Capital Limited
析理資本有限公司
RO Type 9 - Asset management 2019-02-15 2019-06-25
L&R Capital Limited
析理資本有限公司
Rep Type 4 - Advising on securities 2018-12-21 2019-02-15
L&R Capital Limited
析理資本有限公司
Rep Type 9 - Asset management 2018-12-21 2019-02-15
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2014-10-22 2018-06-29
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2014-04-30 2014-05-22
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2010-01-08 2013-09-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2009-09-17 2014-05-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2003-09-29 2009-06-22

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Chi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ran Li L&R Capital Limited 2018–2019
Jing Zhang L&R Capital Limited 2018–2019
Ying Hsin Angela Ho L&R Capital Limited 2019
Liqi Ding L&R Capital Limited 2018–2019
Shuhua Wang L&R Capital Limited 2019
Explore the interactive colleague network →

Related