Shing Sum Man
文誠琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Sum Man (文誠琛), a licensed former licensee with CE reference AJE069. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-04-27 | 2023-05-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-04-27 | 2023-05-29 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Sum Man during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Li Liang | Safe Investment Company Limited | 2003–2004 |
| Dong Liu | Safe Investment Company Limited | 2003–2004 |
| Chun Man Lee | Safe Investment Company Limited | 2003–2004 |
| Wai Kim Ng | Safe Investment Company Limited | 2003–2004 |
| Yu Hong Zhong | Safe Investment Company Limited | 2003–2004 |