Ka Wai Tsui
徐嘉蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Tsui (徐嘉蔚), a licensed former licensee with CE reference AIX296. This person has 8.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-13 | 2022-01-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-24 | 2017-12-08 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2011-08-31 | 2012-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.