Philip John Challis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip John Challis, a licensed former licensee with CE reference AIV508. This person has 6.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-28 | 2012-03-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-14 | 2007-05-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-18 | 2006-12-01 |