Lucia Nga Sze Mok
莫雅思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucia Nga Sze Mok (莫雅思), a licensed former licensee with CE reference AIU684. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-05-09 | 2003-07-02 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2003-05-09 | 2003-07-02 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Lucia Nga Sze Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.