Kaleem Airfan Mahmood Khan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaleem Airfan Mahmood Khan, a licensed former licensee with CE reference AIU292. This person has 15.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-09 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-07-20 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 - Asset management | 2011-07-20 | 2018-09-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-01 | 2011-07-20 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-02-01 | 2011-07-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-03 | 2010-01-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-03 | 2010-01-21 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-16 | 2003-06-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 - Asset management | 2003-05-16 | 2003-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaleem Airfan Mahmood Khan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.