Lai Yee Yung

容麗兒
CE No. AIR507 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Yung (容麗兒), a licensed former licensee with CE reference AIR507. This person has 7.3 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Excelsior Capital Asia (HK) Limited
溢盛亞洲投資管理有限公司
RO Type 4 - Advising on securities 2004-12-07 2012-03-31
Excelsior Capital Asia (HK) Limited
溢盛亞洲投資管理有限公司
RO Type 6 - Advising on corporate finance 2004-12-07 2012-03-31
Excelsior Capital Asia (HK) Limited
溢盛亞洲投資管理有限公司
RO Type 9 - Asset management 2004-12-07 2012-03-31

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Yee Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gary Martin Lawrence Excelsior Capital Asia (HK) Limited 2004–2012
John Kin Ping Yang Excelsior Capital Asia (HK) Limited 2005–2012
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