Lai Yee Yung
容麗兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee Yung (容麗兒), a licensed former licensee with CE reference AIR507. This person has 7.3 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 4 - Advising on securities | 2004-12-07 | 2012-03-31 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-12-07 | 2012-03-31 |
| Excelsior Capital Asia (HK) Limited 溢盛亞洲投資管理有限公司 |
RO | Type 9 - Asset management | 2004-12-07 | 2012-03-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Yee Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Gary Martin Lawrence | Excelsior Capital Asia (HK) Limited | 2004–2012 |
| John Kin Ping Yang | Excelsior Capital Asia (HK) Limited | 2005–2012 |