John Michael Leslie Duffield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Michael Leslie Duffield, a licensed former licensee with CE reference AIP443. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2008-08-28 | 2009-08-10 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-28 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-02-03 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-27 | 2008-08-28 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2004-03-11 | 2005-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Michael Leslie Duffield during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.