Thomas Edmund Wyville Naughton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Edmund Wyville Naughton, a licensed former licensee with CE reference AIO093. This person has 5.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2009-08-31 | 2009-10-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2009-08-31 | 2009-10-19 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2007-03-19 | 2009-08-31 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2007-03-19 | 2009-08-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-01-05 | 2007-03-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2004-04-22 | 2007-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Edmund Wyville Naughton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.