Francis Bernard Turley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Bernard Turley, a licensed former licensee with CE reference AIL649. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Structured Funds (Asia) Limited | RO | Type 4 - Advising on securities | 2004-02-10 | 2007-04-16 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 - Asset management | 2004-02-09 | 2007-04-16 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-27 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Bernard Turley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.