Shan Mui Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Mui Shum (沈珊梅), a licensed Responsible Officer with CE reference AIL393. Currently licensed at 1 firm(s): Kingstone International Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-21 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 4 - Advising on securities | 2015-08-21 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 9 - Asset management | 2015-08-21 | present |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-05-07 | 2013-09-02 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2013-09-02 |
| iBest Consultants Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | Pre-2003 | 2013-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Mui Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.