Rock Chung Nin Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rock Chung Nin Chen (陳仲尼), a licensed Responsible Officer with CE reference AIE121. Currently licensed at 1 firm(s): Acuity Capital Partners (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.2 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 4 - Advising on securities | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 9 - Asset management | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-29 | 2024-12-13 |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 9 - Asset management | 2024-11-29 | 2024-12-13 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 9 - Asset management | 2017-01-05 | 2021-11-03 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 4 - Advising on securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 9 - Asset management | 2013-12-17 | 2014-10-10 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-03-31 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2012-03-31 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Rock Chung Nin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Lok Wong | Wyndham Capital Management Limited | 2017–2021 |
| Cho Hong Ma | Fu Heng Investment Management Limited | 2007–2012 |
| Billy Tse Chung Ho | Fu Heng Investment Management Limited | 2007–2012 |
| Chi Pun Luk | Fu Heng Investment Management Limited | 2007–2011 |
| Chun Shing Jerry Lam | Wyndham Capital Management Limited | 2019–2021 |
| Darrel See-Jeun Toong | Acuity Capital Partners (HK) Limited | 2024–present |
| Shu Chung Adolf Lee | Acuity Capital Partners (HK) Limited | 2024–present |
| Wai Man Hui | Fu Heng Investment Management Limited | 2005–2007 |
| Kenneth Ken Kwok Toong | Tenacity Partners Limited | 2013–2014 |
| Kwok Kuen Wong | Tenacity Partners Limited | 2013–2014 |
| Priscilla Yan Yan Chan | Fu Heng Investment Management Limited | 2007 |
| Chin Pang Lai | Tenacity Partners Limited | 2013–2014 |