Wah Wong

黃樺
CE No. AID279 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Wong (黃樺), a licensed former licensee with CE reference AID279. This person has 2.1 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-04-18
Friedmann Pacific Asset Management (Hong Kong) Limited
富泰資產管理(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-04-18
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-05-04
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-04
Friedmann Pacific Asset Management (Hong Kong) Limited
富泰資產管理(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-04-18
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-05-04

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Ho Man Poon Friedmann Pacific Asset Management (Hong Kong) Limited 2003–2005
Jerry Chiou Friedmann Pacific Asset Management (Hong Kong) Limited 2003–2005
Harrie Kwok Wing Cheng Sino-Rich Securities & Futures Limited 2003–2005
Jude Cheung Fat Tse Sino-Rich Securities & Futures Limited 2003–2005
Kin Fai Cheung Sino-Rich Securities & Futures Limited 2003–2005
Andrew Wing Shing Chan Sino-Rich Securities & Futures Limited 2003–2005
Tak Ki Leung Sino-Rich Securities & Futures Limited 2003–2005
Ka Kit Ng Sino-Rich Securities & Futures Limited 2003–2005
Tak Po Yung Sino-Rich Securities & Futures Limited 2003–2004
Steven Hoi Wan Suen Friedmann Pacific Asset Management (Hong Kong) Limited 2003
Ka Yee Chan Sino-Rich Securities & Futures Limited 2003–2005
Keith Hon Kit Chau Sino-Rich Securities & Futures Limited 2003–2004
Kin Ming Chan Sino-Rich Securities & Futures Limited 2003
Sai Kwong Liu Sino-Rich Securities & Futures Limited 2004–2005
Yee Wing Wong Sino-Rich Securities & Futures Limited 2004–2005
Kok Yu Law Sino-Rich Securities & Futures Limited 2005
Upton Pui Cheong Chik Sino-Rich Securities & Futures Limited 2005

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