Brad Aaron Aham

CE No. AID160 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brad Aaron Aham, a licensed former licensee with CE reference AID160. This person has 8.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司		 Rep Type 4 - Advising on securities Pre-2003 2011-12-16
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司		 Rep Type 5 - Advising on futures contracts Pre-2003 2011-12-16
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-03-01
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司		 Rep Type 9 - Asset management Pre-2003 2011-12-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brad Aaron Aham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hon Wing Cheung State Street Global Advisors Asia Limited 2003–2011
Hoi Pan Hui State Street Global Advisors Asia Limited 2003–2011
Wai Fai Cheung State Street Global Advisors Asia Limited 2003–2011
Stephen Warren Mantle State Street Global Advisors Asia Limited 2003–2011
Sammy Ka Tak Yip State Street Global Advisors Asia Limited 2003–2010
Anthony Tsz Chung Yau State Street Global Advisors Asia Limited 2005–2011
Bernard Patrick Reilly State Street Global Advisors Asia Limited 2005–2011
Lai Heng Chin State Street Global Advisors Asia Limited 2003–2009
Stanley Wai Leung Kwok State Street Global Advisors Asia Limited 2003–2009
Pui Kwan Ho State Street Global Advisors Asia Limited 2006–2011
Man Ling Cheung State Street Global Advisors Asia Limited 2006–2011
Man Yi Chin State Street Global Advisors Asia Limited 2005–2011
David Kwun Chai State Street Global Advisors Asia Limited 2006–2011
Ciaran Patrick Casey State Street Global Advisors Asia Limited 2003–2007
Eric Kam Piu Choi State Street Global Advisors Asia Limited 2003–2007
Vincent Wing Chiu Suen State Street Global Advisors Asia Limited 2006–2011
Ting Li State Street Global Advisors Asia Limited 2007–2011
Lochiel Cameron Crafter State Street Global Advisors Asia Limited 2007–2011
Wing Keung Tsang State Street Global Advisors Asia Limited 2003–2007
Janet Lynn Gillies State Street Global Advisors Asia Limited 2003–2007
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