Kai Ni Ng
吳佳妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ni Ng (吳佳妮), a licensed former licensee with CE reference AIB379. This person has 15.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-07 | 2019-06-27 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-14 | 2019-06-27 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2007-05-04 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ni Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.