Wayne Thomas Sydney Breeze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Thomas Sydney Breeze, a licensed former licensee with CE reference AIB347. This person has 0.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-01 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-01 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Wayne Thomas Sydney Breeze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.