Niraj Dilip Bhagwat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niraj Dilip Bhagwat, a licensed former licensee with CE reference AHU701. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-29 | 2018-05-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-29 | 2018-05-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-19 | 2016-04-22 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-19 | 2016-04-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-10-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Niraj Dilip Bhagwat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.