Cheong Soon Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Soon Tan, a licensed former licensee with CE reference AHS994. This person has 4.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2004-11-02 | 2007-08-04 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2004-11-02 | 2007-08-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2007-08-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-08-17 |