Stephen Douglas Howard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Douglas Howard, a licensed former licensee with CE reference AHR787. This person has 12.7 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-14 | 2017-01-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-03-14 | 2017-01-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-14 | 2017-01-27 |
| MCG Management Limited | Rep | Type 4 - Advising on securities | 2015-09-17 | 2017-01-27 |
| MCG Management Limited | Rep | Type 5 - Advising on futures contracts | 2015-09-17 | 2017-01-27 |
| MCG Management Limited | Rep | Type 9 - Asset management | 2015-09-17 | 2017-01-27 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-05 | 2014-09-27 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-19 | 2009-03-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-07-21 | 2006-01-19 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-15 | 2005-07-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Douglas Howard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.