Kin Nang Chik
戚健能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Nang Chik (戚健能), a licensed former licensee with CE reference AHR162. This person has 20.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-26 | 2023-09-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-03-15 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-04 |