Tin Chu Lau
劉天柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Chu Lau (劉天柱), a licensed former licensee with CE reference AHM913. This person has 8.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-22 | 2012-03-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-22 | 2012-03-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-04 | 2007-11-08 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-04 | 2007-11-08 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-21 | 2005-04-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-23 | 2005-04-29 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-17 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Chu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.