Andrew James Francis Tucker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Francis Tucker, a licensed former licensee with CE reference AHM771. This person has 1.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2011-05-06 | 2012-06-29 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-01-18 | 2012-06-29 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-01-18 | 2012-06-29 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew James Francis Tucker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.