Ming Fai Lam
林明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Lam (林明輝), a licensed former licensee with CE reference AHK326. This person has 4.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-17 | 2012-10-04 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 - Advising on securities | 2011-08-17 | 2012-10-04 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2010-07-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-17 | 2010-07-01 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-16 |
| iBest Consultants Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-16 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Fai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.