Travis Lorne Smithson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Lorne Smithson, a licensed former licensee with CE reference AHE465. This person has 13.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited | RO | Type 1 - Dealing in securities | 2011-09-08 | 2017-09-20 |
| Argonaut Securities (Asia) Limited | RO | Type 4 - Advising on securities | 2011-09-08 | 2017-09-20 |
| Argonaut Securities (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2011-09-08 | 2017-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-05-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-05-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Travis Lorne Smithson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.