Mark Howarth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Howarth, a licensed former licensee with CE reference AHE134. This person has 4.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-30 | 2009-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-30 | 2009-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-06-30 | 2009-09-15 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-27 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-27 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-27 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Howarth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.