Timothy Charles Mariano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Mariano, a licensed former licensee with CE reference AHC188. This person has 16.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RO | Type 7 - Providing automated trading services | 2007-06-18 | 2019-05-15 |
| GFI (HK) Securities L.L.C. | RO | Type 1 - Dealing in securities | 2005-03-09 | 2019-05-15 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-09 |
| GFI (HK) Securities L.L.C. | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-17 |
| GFI (HK) Securities L.L.C. | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-17 |
| GFI (HK) Securities L.L.C. | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Charles Mariano during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.