Joseph Tin Chi Lau
劉天賜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Tin Chi Lau (劉天賜), a licensed former licensee with CE reference AGQ615. This person has 6.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-24 | 2013-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2013-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-13 | 2013-01-12 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-13 | 2010-09-06 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-03 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-14 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-14 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-14 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Tin Chi Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Shing Leung | CS Wealth Securities Limited | 2003–2004 |
| Kar Kit Chiu | CS Wealth Securities Limited | 2003–2004 |
| Chiu To Li | CS Wealth Securities Limited | 2003–2004 |
| Karen Kit Hang Li | CS Wealth Securities Limited | 2003–2004 |
| Peggy Kwai King Lai | CS Wealth Securities Limited | 2003–2004 |
| Maisie Shin U Wong | CS Wealth Securities Limited | 2003–2004 |
| Frederick Wing Tong Wong | CS Wealth Securities Limited | 2003–2004 |