Nicholas Chye Seng Tan

CE No. AGP551 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Chye Seng Tan, a licensed former licensee with CE reference AGP551. This person has 1.2 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities Pre-2003 2004-05-31
UBS Securities Asia Limited Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-31
UBS Securities Asia Limited Rep Type 9 - Asset management Pre-2003 2004-05-31

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