Piecco Wai Yin Pang
彭偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piecco Wai Yin Pang (彭偉賢), a licensed former licensee with CE reference AGO824. This person has 15.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-28 | 2022-12-31 |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-28 | 2022-12-31 |
| Asia Alpha Capital Management Limited | RO | Type 9 - Asset management | 2016-08-22 | 2018-06-16 |
| Continuum Capital Limited | RO | Type 9 - Asset management | 2013-03-07 | 2016-08-04 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-29 | 2012-08-28 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-29 | 2012-08-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-07 | 2008-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Piecco Wai Yin Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.