Mary Yin Wan Law
羅燕雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Yin Wan Law (羅燕雲), a licensed former licensee with CE reference AGJ781. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-11 | 2008-12-11 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-08-28 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mary Yin Wan Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.