Tai Che Lau
劉大志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Che Lau (劉大志), a licensed former licensee with CE reference AGJ107. This person has 18.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-24 | 2023-10-26 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-02 | 2023-01-05 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2017-04-05 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-11-27 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Che Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.