Shu Chan
陳舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Chan (陳舒), a licensed former licensee with CE reference AGH940. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-11-20 | 2008-04-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2006-11-20 | 2008-04-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vivian Ng | RHB Capital Hong Kong Limited | 2003–2004 |
| John Martin Maguire | RHB Capital Hong Kong Limited | 2003–2004 |
| Cecilia Wai Ling Ng | RHB Capital Hong Kong Limited | 2003–2004 |
| Kan Fat Tze | RHB Capital Hong Kong Limited | 2003–2004 |
| Yin Chi Wong | RHB Capital Hong Kong Limited | 2003–2004 |
| Tina Yuk Yin Hung | RHB Capital Hong Kong Limited | 2003 |
| Siu Ming Lee | RHB Capital Hong Kong Limited | 2003 |
| Chi Kin Mak | RHB Capital Hong Kong Limited | 2003 |
| Kwok Ho Lau | RHB Capital Hong Kong Limited | 2004 |
| Teresa Ching Man Ho | RHB Capital Hong Kong Limited | 2004 |