Wai Hong So
蘇偉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong So (蘇偉康), a licensed former licensee with CE reference AGH369. This person has 22.8 years of SFC licence history. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
RO | Type 9 - Asset management | 2026-01-23 | 2026-10-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-18 | 2025-12-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-03-18 | 2025-12-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2025-03-18 | 2025-12-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-28 | 2025-12-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-28 | 2025-12-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-28 | 2025-12-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-28 | 2025-12-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-28 | 2025-12-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2025-01-28 | 2025-12-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-20 | 2025-01-28 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-20 | 2025-01-28 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-20 | 2025-01-28 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-20 | 2025-01-28 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-01-20 | 2025-01-28 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2025-01-20 | 2025-01-28 |
| SHENGAO INTERNATIONAL LIMITED 深高國際有限公司 |
RO | Type 4 - Advising on securities | 2023-07-28 | 2024-11-30 |
| SHENGAO INTERNATIONAL LIMITED 深高國際有限公司 |
RO | Type 9 - Asset management | 2023-07-28 | 2024-11-30 |
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-25 | 2023-02-09 |
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 4 - Advising on securities | 2021-10-25 | 2023-02-09 |
| Hanyuanyongchang International Limited 漢元永昌國際有限公司 |
RO | Type 9 - Asset management | 2021-08-11 | 2023-02-09 |
| EX ASSET MANAGEMENT LIMITED | RO | Type 4 - Advising on securities | 2020-03-02 | 2021-07-01 |
| EX ASSET MANAGEMENT LIMITED | RO | Type 9 - Asset management | 2020-03-02 | 2021-07-01 |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 4 - Advising on securities | 2020-01-17 | 2020-03-02 |
| EX ASSET MANAGEMENT LIMITED | Rep | Type 9 - Asset management | 2020-01-17 | 2020-03-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-27 | 2020-01-09 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-27 | 2020-01-09 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-24 | 2014-04-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2015-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hong So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.