Brett Stephen Lee

CE No. AGH034 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brett Stephen Lee, a licensed former licensee with CE reference AGH034. This person has 3.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
RO Type 4 - Advising on securities 2005-03-07 2006-07-29
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
RO Type 1 - Dealing in securities Pre-2003 2006-07-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brett Stephen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Keung Lam Janus Henderson Investors Hong Kong Limited 2003–2006
Hiroyo Shimomura Janus Henderson Investors Hong Kong Limited 2003–2006
Sabrina Wai Kwan Leung Janus Henderson Investors Hong Kong Limited 2004–2006
Duncan Wing Fai Wong Janus Henderson Investors Hong Kong Limited 2003–2005
Josef Shing Ho Ku Janus Henderson Investors Hong Kong Limited 2003–2006
Todd Mathew Prado Janus Henderson Investors Hong Kong Limited 2003–2006
Johnny Yat Hong Wong Janus Henderson Investors Hong Kong Limited 2003–2005
Janine Jing Ying Chan Janus Henderson Investors Hong Kong Limited 2003–2006
Chi Fung Lee Janus Henderson Investors Hong Kong Limited 2004–2006
Hoi Tin Yeung Janus Henderson Investors Hong Kong Limited 2004–2006
Benjamin Nien-Yung Chang Janus Henderson Investors Hong Kong Limited 2004–2006
Yuk Sim Leung Janus Henderson Investors Hong Kong Limited 2003–2004
Tsit Shan Tung Janus Henderson Investors Hong Kong Limited 2005–2006
Freeman Siu For Tsang Janus Henderson Investors Hong Kong Limited 2003–2004
Yuen Ting Evelyn Cheung Janus Henderson Investors Hong Kong Limited 2005–2006
Howcy Taylor Yeung Janus Henderson Investors Hong Kong Limited 2003–2004
Siu Fung Yuen Janus Henderson Investors Hong Kong Limited 2003
Irene Man Ling Chow Janus Henderson Investors Hong Kong Limited 2003
So Ping Ma Janus Henderson Investors Hong Kong Limited 2003
Megumi Usui Janus Henderson Investors Hong Kong Limited 2003
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