Caroline Brousse

CE No. AGG498 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Brousse, a licensed former licensee with CE reference AGG498. This person has 0.4 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
SINOPIA Asset Management (Asia Pacific) Limited
信滙資產管理(亞太)有限公司		 RO Type 4 - Advising on securities Pre-2003 2003-08-15
SINOPIA Asset Management (Asia Pacific) Limited
信滙資產管理(亞太)有限公司		 RO Type 9 - Asset management Pre-2003 2003-08-15

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Brousse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wincy Wing Sze Tang SINOPIA Asset Management (Asia Pacific) Limited 2003
Philippe Maurice Jacques Ayral SINOPIA Asset Management (Asia Pacific) Limited 2003
Tsz Chun Ho SINOPIA Asset Management (Asia Pacific) Limited 2003
Sze Ki Yip SINOPIA Asset Management (Asia Pacific) Limited 2003
Patrice Pierre Henri Conxicoeur SINOPIA Asset Management (Asia Pacific) Limited 2003
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