Pei Hsu
徐培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Hsu (徐培), a licensed former licensee with CE reference AGF149. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-17 | 2015-01-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-10-07 | 2004-10-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-06-09 | 2004-11-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-22 | 2004-06-09 |