Yu Hung Tse

謝宇雄
CE No. AGE558 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hung Tse (謝宇雄), a licensed former licensee with CE reference AGE558. This person has 6.6 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2010-11-19 2012-06-22
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2010-09-30 2012-06-22
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-09-30 2012-06-22
Duncan Futures Limited
鄧肯期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-03-24 2010-08-02
Mason Securities Limited
茂宸證券有限公司
Rep Type 1 - Dealing in securities 2010-03-09 2010-08-02
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2006-06-28 2010-03-07
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2006-06-28 2010-03-07
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-01-02
Hong Kong Forex Investment Limited
香港外匯投資有限公司
Rep Type 3 - Leveraged foreign exchange trading Pre-2003 2004-01-02
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-02
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-02
Tse's Securities Limited
謝氏膺暉證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Hung Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Man Leung Hong Kong Forex Investment Limited 2003–2004
Kai Cheung Wong Hong Kong Forex Investment Limited 2003–2004
Chi Yuet Hui Hong Kong Forex Investment Limited 2003–2004
Hing Chuen Hung Hong Kong Forex Investment Limited 2003–2004
Sum Yu Kwan Hong Kong Forex Investment Limited 2003–2004
Mei Mei Lee Hong Kong Forex Investment Limited 2003–2004
Kit Ho Lai Hong Kong Forex Investment Limited 2003–2004
Fiona Yin Mai Muk Hong Kong Forex Investment Limited 2003–2004
Hoi Tang Shi Hong Kong Forex Investment Limited 2003–2004
Sung Bun Wong Hong Kong Forex Investment Limited 2003–2004
Chun Yu Yip Hong Kong Forex Investment Limited 2003–2004
Chi On Li Tse's Securities Limited 2003–2004
Ho Nam Lai Tse's Securities Limited 2003–2004
Ka Fook Ng Hong Kong Forex Investment Limited 2003–2004
Frederick Wai Yin Tse Tse's Securities Limited 2003–2004
Wing Man Kwok Hong Kong Forex Investment Limited 2003
Lit For Liu Hong Kong Forex Investment Limited 2003
Tin Chi Lau Hong Kong Forex Investment Limited 2003–2004
Carey Kam Wah Cheung Hong Kong Forex Investment Limited 2003–2004
Daniel Chun Yat Leung Hong Kong Forex Investment Limited 2003–2004
Explore the interactive colleague network →

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