Candy Yuen Yi Lo
羅婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candy Yuen Yi Lo (羅婉儀), a licensed former licensee with CE reference AGC862. This person has 1.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2004-12-10 |
| Drake & Morgan Limited | Rep | Type 1 - Dealing in securities | 2003-09-23 | 2004-03-04 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-16 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-15 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-15 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Candy Yuen Yi Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.