Yong Sern Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Sern Chow, a licensed former licensee with CE reference AGA426. This person has 2.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-02 | 2008-06-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-06-02 | 2008-06-27 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-01-30 | 2008-06-27 |
| Fortis Investment Management Hong Kong Limited | Rep | Type 9 - Asset management | 2007-01-30 | 2008-06-27 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Sern Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.