Hiu Tung Lam
林曉東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Tung Lam (林曉東), a licensed former licensee with CE reference AGA339. This person has 18.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-02-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-22 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-08-03 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-26 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-26 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Tung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.