Amy Ka Wai So
蘇家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Ka Wai So (蘇家慧), a licensed former licensee with CE reference AFZ784. This person has 8.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2013-03-02 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-29 | 2013-03-02 |
| UIC Financial Advisors Limited 環宇理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-22 | 2011-08-08 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-05-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Ka Wai So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Chun Au | UIC Financial Advisors Limited | 2010–2011 |
| Hon Shu | UIC Financial Advisors Limited | 2010–2011 |
| Ceypo Poon | UIC Financial Advisors Limited | 2010–2011 |
| Lam Hing Tan | UIC Financial Advisors Limited | 2010–2011 |
| Lemuel Kwok Wai Yan | UIC Financial Advisors Limited | 2010–2011 |
| Yun Man Lai | BCT Financial Limited | 2011–2013 |
| Kit Sum Leung | BCT Financial Limited | 2011–2013 |
| Yiu Fai Lok | BCT Financial Limited | 2011–2013 |
| King Yue Shek | BCT Financial Limited | 2011–2013 |
| Hung Luk Sze | BCT Financial Limited | 2011–2013 |
| Chor Wing Fong | BCT Financial Limited | 2011–2013 |
| Chun Man Cheung | BCT Financial Limited | 2011–2013 |
| Cheuk Lan Chung | BCT Financial Limited | 2011–2013 |
| Hoi Lam Fung | BCT Financial Limited | 2011–2013 |
| Theona Lai Yan Ho | BCT Financial Limited | 2011–2013 |
| Fuk Ming Kwok | BCT Financial Limited | 2011–2013 |
| Yiu Tai Kwok | BCT Financial Limited | 2011–2013 |
| Eric Kam Ho Lam | BCT Financial Limited | 2011–2013 |
| Betsy Ka Shi Lau | BCT Financial Limited | 2011–2013 |
| Dior Yuen Man Lau | BCT Financial Limited | 2011–2013 |