Siu Man Ip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Ip (葉兆文), a licensed Representative with CE reference AFZ394. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-12 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-23 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-23 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-10-21 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-16 | 2005-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-16 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-16 | 2005-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-16 | 2003-08-15 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Man Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.