Carl David Vine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl David Vine, a licensed former licensee with CE reference AFY718. This person has 9.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2013-10-07 | 2013-11-15 |
| Point72 Hong Kong Limited | RO | Type 9 - Asset management | 2011-11-02 | 2013-10-07 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2008-11-11 | 2011-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-02-09 | 2008-08-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-02-09 | 2008-08-08 |
| TPG-Axon Capital (HK), Limited | Rep | Type 9 - Asset management | 2005-07-21 | 2006-02-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-04-26 | 2005-07-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-04-26 | 2005-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carl David Vine during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.