Wendy Wai Kwan Woo
胡慧筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Kwan Woo (胡慧筠), a licensed Representative with CE reference AFX024. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-28 | present |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Wai Kwan Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.