Shofia Wo Ping Suen

孫和平
CE No. AFU310 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shofia Wo Ping Suen (孫和平), a licensed former licensee with CE reference AFU310. This person has 16.8 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 - Dealing in securities 2019-04-30 2021-01-22
China Industrial Securities International Futures Limited
興證國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2019-04-30 2021-01-22
VC Futures Limited
滙盈期貨有限公司
Rep Type 2 - Dealing in futures contracts 2003-06-18 2018-04-30
VC Brokerage Limited
滙盈證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2018-04-30
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-20
VC Brokerage Limited
滙盈證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-20
VC Brokerage Limited
滙盈證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-26
VC Brokerage Limited
滙盈證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shofia Wo Ping Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paddy Yiu Chung Leung VC Brokerage Limited 2003–2018
Sau Pan Yu VC Brokerage Limited 2003–2018
Martin Chat Tin Leung VC Brokerage Limited 2003–2016
Chi Wai Leung VC Brokerage Limited 2003–2018
Suk Hing Chow VC Brokerage Limited 2003–2015
Po Chu Lau VC Brokerage Limited 2003–2018
Ella Sau Kuen Lau VC Brokerage Limited 2003–2018
Chung Shing Cheung VC Brokerage Limited 2003–2018
Chi Ho Leung VC Brokerage Limited 2003–2018
Sau Ho Chan VC Brokerage Limited 2003–2018
Joanna Shuk Yee Cheung VC Brokerage Limited 2003–2018
Lois Kam Lo Chan VC Brokerage Limited 2003–2018
Siu Lee Ching VC Brokerage Limited 2003–2018
Thomas Kam Tong Leung VC Brokerage Limited 2003–2018
Sammy Lam VC Brokerage Limited 2003–2018
David Ngai VC Brokerage Limited 2003–2018
Rosinna Man Wah Sum VC Brokerage Limited 2003–2018
Anna Yuen Ming Tong VC Brokerage Limited 2003–2018
Venus Suet Lin Yuen VC Brokerage Limited 2003–2018
Leo Wai Choi Hung VC Brokerage Limited 2003–2018
Explore the interactive colleague network →

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