Shun Tung
董淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Tung (董淳), a licensed former licensee with CE reference AFU288. This person has 14.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-02 | 2017-11-17 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-24 | 2017-11-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-17 | 2017-11-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-30 | 2016-06-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-15 | 2014-07-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-22 | 2011-07-28 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-27 | 2009-09-22 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-05-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shun Tung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.