Alan Yiu Chung Lee
李耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Yiu Chung Lee (李耀宗), a licensed Representative with CE reference AFS979. Currently licensed at 1 firm(s): Orient Capital (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 16.8 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-27 | present |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-11-25 | 2026-03-08 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-28 | 2025-11-25 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-09 | 2023-05-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-04-09 | 2023-05-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-20 | 2018-04-09 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-20 | 2018-04-09 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-15 | 2017-09-10 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-03-15 | 2017-09-10 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-09 | 2016-03-15 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-09 | 2016-03-15 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-30 | 2016-02-19 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-10-30 | 2016-02-19 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-20 | 2014-06-12 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-20 | 2014-06-12 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2012-09-20 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-16 | 2012-09-20 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-15 | 2011-05-15 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-15 | 2011-05-15 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-15 | 2011-05-15 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-22 | 2010-02-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-22 | 2010-02-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-22 | 2010-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Yiu Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.