Brian David Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Johnson, a licensed former licensee with CE reference AFS218. This person has 13.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-31 | 2023-05-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-14 | 2019-06-20 |