Agnes Mang Ching Wu
胡孟青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Mang Ching Wu (胡孟青), a licensed former licensee with CE reference AFR298. This person has 2.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-22 | 2006-02-01 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-12-22 | 2006-02-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-07 | 2006-02-01 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-11-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-16 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Agnes Mang Ching Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.