Dah-Jong Chen

陳大中
CE No. AFP172 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dah-Jong Chen (陳大中), a licensed former licensee with CE reference AFP172. This person has 3.8 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
China Finance Holdings Limited
中港金融證券有限公司
Rep Type 1 - Dealing in securities 2007-09-03 2011-01-06
First Securities (HK) Limited
第一證券(香港)有限公司
Rep Type 1 - Dealing in securities 2006-12-11 2007-05-15

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Dah-Jong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gang Yu China Finance Holdings Limited 2007–2011
Chi Chung Fung China Finance Holdings Limited 2007–2011
Sze Ming Lau China Finance Holdings Limited 2008–2011
Kong Yui Man China Finance Holdings Limited 2007
Chi-Sheng Chen First Securities (HK) Limited 2006–2007
Hsiao-Cheng Shih First Securities (HK) Limited 2006–2007
Kam Fung Wong First Securities (HK) Limited 2006–2007
Tsuyoshi Matsumura First Securities (HK) Limited 2006–2007
Naomi Ono First Securities (HK) Limited 2006–2007
Kwok Cheung Hui First Securities (HK) Limited 2006–2007
Johnny Chun Ming Ho First Securities (HK) Limited 2006–2007
Hsien-Kuang Kao First Securities (HK) Limited 2006–2007
Ka Keung Law First Securities (HK) Limited 2006–2007
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